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Detailed Report
DAVID MICHAEL EURTON
CRD#: 3203522
IA
Investment Adviser
B
Broker
WESTPARK CAPITAL, INC.CRD#: 39914 2030 Main Street
Suite 210
Irvine, CA 92614
Registration History
20002002200420062008201020122014201620182020202220242026IAWESTPARK CAPITAL, INC. (CRD# 39914)2020 - Present (5 years)BWESTPARK CAPITAL, INC. (CRD# 39914)2018 - Present (7 years)BCONCORDE INVESTMENT SERVICES, LLC (CRD# 151604)2017 - 2018 (<1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2014 - 2017 (3 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2009 - 2014 (5 years)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)2006 - 2009 (2 years)BDFC INVESTOR SERVICES (CRD# 18558)2001 - 2006 (4 years)BFISERV INVESTOR SERVICES, INC. (CRD# 34637)1999 - 2001 (2 years)
Disclosure(s)
View By:
7/21/2023
Judgment / Lien
1/15/2020
Judgment / Lien
1/15/2020
Judgment / Lien
1/25/2018
Employment Separation After Allegations
6/21/2016
Judgment / Lien
6/1/2016
Judgment / Lien
License(s)

State Registrations

B
California 2/23/2018
IA
California 3/3/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTPARK CAPITAL, INC. (CRD#:39914)
2030 Main Street Suite 210, Irvine, CA 92614
Registered with this firm since 3/3/2020
B
WESTPARK CAPITAL, INC. (CRD#:39914)
2030 Main Street Suite 210, Irvine, CA 92614
Registered with this firm since 2/23/2018
Previous Registration(s)
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B
 11/08/2017 - 02/01/2018 CONCORDE INVESTMENT SERVICES, LLC (CRD#:151604) Mission Viejo, CA
B
 07/07/2014 - 11/09/2017 FIRST ALLIED SECURITIES, INC. (CRD#:32444) MISSION VIEJO, CA
B
 01/05/2009 - 07/07/2014 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) CHINO, CA
B
 04/20/2006 - 01/02/2009 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) LA CRESCENTA, CA
B
 07/02/2001 - 04/11/2006 DFC INVESTOR SERVICES (CRD#:18558) CHINO HILLS, CA
B
 07/01/1999 - 07/02/2001 FISERV INVESTOR SERVICES, INC. (CRD#:34637) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.