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JOHN MARK COPLEY
JOHN M COPLEY, JOHN MARK COPLYE
CRD#: 3203167
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 806 GREEN VALLEY RD STE 100
[JD-RBO]
GREENSBORO, NC 27408
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - Present (19 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2005 (5 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2005 (2 years)
Disclosure(s)
View By:
12/17/2010
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 4/30/2024

B
North Carolina 6/16/2005

B
Florida 1/29/2018

IA
North Carolina 6/16/2005

B
Georgia 4/22/2024

B
South Carolina 9/13/2006

B
Maryland 7/31/2012

B
Texas 2/6/2023

B
Michigan 9/19/2016

IA
Texas 2/10/2023

B
New Jersey 6/26/2023

B
Virginia 4/13/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
806 GREEN VALLEY RD STE 100 [JD-RBO], GREENSBORO, NC 27408
HIGH POINT, NC
Registered with this firm since 6/16/2005

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
806 GREEN VALLEY RD STE 100 [JD-RBO], GREENSBORO, NC 27408
HIGH POINT, NC
Registered with this firm since 6/16/2005

Previous Registration(s)
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02/08/2005 - 06/08/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) RALEIGH, NC
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02/02/2005 - 06/08/2005 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
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08/01/2002 - 01/10/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) WILMINGTON, NC
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05/06/1999 - 01/10/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.