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JEFFREY SCOTT PANIK
Jeff Panik
CRD#: 3202241
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 ATLANTA, GA
CETERA ADVISORS LLCCRD#: 10299 125 TOWNPARK DRIVE
SUITE 300
KENNESAW, GA 30144
SUITE 300
KENNESAW, GA 30144
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Florida 11/13/2024
B
North Carolina 11/14/2024
B
Georgia 11/13/2024
B
South Carolina 11/13/2024
IA
Georgia 11/15/2024
SRO Registrations
B
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IA
Registered with this firm since 11/15/2024
B
Registered with this firm since 11/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/31/2023 - 11/14/2024 | Kennesaw, GA | |
B | 08/31/2023 - 11/13/2024 | Kennesaw, GA | |
B | 11/16/2017 - 09/11/2023 | KENNESAW, GA | |
IA | 12/11/2019 - 09/07/2023 | Kennesaw, GA | |
IA | 11/17/2017 - 12/13/2019 | Kennesaw, GA | |
IA | 09/12/2013 - 11/17/2017 | ALPHARETTA, GA | |
B | 09/06/2013 - 11/17/2017 | ALPHARETTA, GA | |
IA | 12/05/2007 - 09/06/2013 | SMYRNA, GA | |
B | 11/21/2007 - 09/06/2013 | SMYRNA, GA | |
IA | 06/20/2006 - 11/26/2007 | SMYRNA, GA | |
B | 11/01/2004 - 11/26/2007 | SMYRNA, GA | |
IA | 07/31/2003 - 10/29/2004 | CANTON, GA | |
B | 07/31/2003 - 10/29/2004 | ST. LOUIS, MO | |
IA | 01/17/2003 - 07/18/2003 | ATLANTA, GA | |
B | 04/19/2002 - 07/18/2003 | WEEHAWKEN, NJ | |
B | 10/26/1999 - 04/26/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.