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CYNTHIA AMOS HELMS
CRD#: 3201852
IA
B
SYNOVUS SECURITIES, INC.CRD#: 14023 7900 SUMMERLIN LAKES DRIVE
FORT MYERS, FL 33907
FORT MYERS, FL 33907
0
Disclosures
24
Years of Experience
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State Registrations
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Florida 10/27/2021
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Georgia 10/24/2000
IA
Florida 10/28/2021
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Georgia 6/4/2007
SRO Registrations
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Registered with this firm since 6/4/2007
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Registered with this firm since 8/1/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/27/2005 - 05/30/2007 | COLUMBUS, GA | |
IA | 01/22/2003 - 09/26/2005 | COLUMBUS, GA |
COLUMBUS, GA
09/27/2005 - 05/30/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.