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STEPHEN EDWARD BRETON
CRD#: 3201715
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE UNIVERSITY OFFICE PARK
29 & 95 SAWYER ROAD
WALTHAM, MA 02453
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2004 - 2006 (2 years)BPRUDENTIAL RETIREMENT BROKERAG... (CRD# 40596)2000 - 2004 (3 years)BAETNA INVESTMENT SERVICES, INC. (CRD# 34815)2000 - 2000 (<1 year)BAMERICAN SKANDIA MARKETING, INC. (CRD# 21570)1999 - 2000 (<1 year)
License(s)

State Registrations

B
Massachusetts 6/1/2006

B
New Hampshire 2/17/2011

IA
Massachusetts 8/4/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Belchertown, MA
Registered with this firm since 8/4/2006

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Belchertown, MA
Registered with this firm since 6/1/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/11/2004 - 06/02/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
07/25/2000 - 05/17/2004 PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (CRD#:40596) HARTFORD, CT
B
01/20/2000 - 08/02/2000 AETNA INVESTMENT SERVICES, INC. (CRD#:34815) WINDSOR, CT
B
07/12/1999 - 01/13/2000 AMERICAN SKANDIA MARKETING, INC. (CRD#:21570) SHELTON, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.