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Detailed Report
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - Present (25 years)
Disclosure(s)
View By:
8/22/2002
Customer Dispute
Closed-No Action
8/22/2002
Customer Dispute
Closed-No Action
8/22/2002
Customer Dispute
Closed-No Action
8/22/2002
Customer Dispute
Closed-No Action
8/22/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 3/3/2005
IA
Missouri 11/10/1999
B
Arizona 3/14/2000
B
Montana 8/24/2016
B
Arkansas 4/13/2009
B
Nebraska 5/9/2023
B
California 7/12/2011
B
North Carolina 8/17/2023
B
Colorado 11/23/2005
B
North Dakota 1/30/2019
B
Connecticut 12/18/2008
B
Oklahoma 10/24/2008
B
Florida 10/24/2003
B
South Carolina 8/23/2023
B
Illinois 9/2/2005
B
Tennessee 4/19/2005
B
Indiana 12/4/2009
B
Texas 3/20/2006
B
Kansas 9/15/2011
IA
Texas 2/14/2019
B
Mississippi 8/15/2012
B
Virginia 1/6/2005
B
Missouri 5/26/1999

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
700 W 2ND STE A, ROLLA, MO 65401
Registered with this firm since 11/10/1999
B
EDWARD JONES (CRD#:250)
700 W 2ND STE A, ROLLA, MO 65401
Registered with this firm since 5/18/1999
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.