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Detailed Report
MICHAEL JAMES KEATING
CRD#: 3199192
IA
Investment Adviser
B
Broker
BLACKROCK FUND ADVISORSCRD#: 105247 55 East 52 Street
New York, NY 10055
BLACKROCK INVESTMENTS, LLCCRD#: 38642 50 HUDSON YARDS
NEW YORK, NY 10001
Registration History
20002002200420062008201020122014201620182020202220242026IABLACKROCK FUND ADVISORS (CRD# 105247)2008 - Present (16 years)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2012 - Present (13 years)BBLACKROCK FUND DISTRIBUTION CO... (CRD# 146183)2008 - 2011 (3 years)BBARCLAYS GLOBAL INVESTORS SERVICES (CRD# 39438)2008 - 2008 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1999 - 2008 (8 years)BJOSEPH STEVENS & COMPANY, INC. (CRD# 35459)1999 - 1999 (<1 year)
License(s)

State Registrations

B
Alabama 2/14/2012
B
Nebraska 1/3/2012
B
Alaska 1/3/2012
B
Nevada 1/3/2012
B
Arizona 1/3/2012
B
New Hampshire 1/3/2012
B
Arkansas 1/3/2012
B
New Jersey 1/3/2012
IA
California 7/9/2008
IA
New Jersey 3/29/2016
B
California 1/3/2012
B
New Mexico 1/3/2012
B
Colorado 1/3/2012
B
New York 1/3/2012
B
Connecticut 1/3/2012
IA
New York 8/6/2021
B
Delaware 2/2/2012
B
North Carolina 1/3/2012
B
District of Columbia 1/3/2012
B
North Dakota 1/3/2012
B
Florida 2/6/2012
B
Ohio 1/3/2012
B
Georgia 1/3/2012
B
Oklahoma 1/3/2012
B
Hawaii 2/3/2012
B
Oregon 1/3/2012
B
Idaho 1/3/2012
B
Pennsylvania 1/3/2012
B
Illinois 1/3/2012
B
Puerto Rico 1/3/2012
B
Indiana 1/3/2012
B
Rhode Island 1/3/2012
B
Iowa 1/3/2012
B
South Carolina 1/3/2012
B
Kansas 1/3/2012
B
South Dakota 1/3/2012
B
Kentucky 1/3/2012
B
Tennessee 1/3/2012
B
Louisiana 1/3/2012
B
Texas 1/3/2012
B
Maine 1/3/2012
B
Utah 1/3/2012
B
Maryland 1/3/2012
B
Vermont 1/3/2012
B
Massachusetts 1/3/2012
B
Virgin Islands 2/16/2012
B
Michigan 1/3/2012
B
Virginia 1/3/2012
B
Minnesota 1/3/2012
B
Washington 1/3/2012
B
Mississippi 1/3/2012
B
West Virginia 1/3/2012
B
Missouri 1/3/2012
B
Wisconsin 1/3/2012
B
Montana 1/31/2012
B
Wyoming 1/3/2012

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FUND ADVISORS (CRD#:105247)
55 East 52 Street, New York, NY 10055
Registered with this firm since 7/9/2008
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
50 HUDSON YARDS, NEW YORK, NY 10001
Registered with this firm since 1/3/2012
Previous Registration(s)
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B
 07/28/2008 - 12/31/2011 BLACKROCK FUND DISTRIBUTION COMPANY (CRD#:146183) JERSEY CITY, NJ
B
 07/08/2008 - 12/31/2008 BARCLAYS GLOBAL INVESTORS SERVICES (CRD#:39438) JERSEY CITY, NJ
B
 08/26/1999 - 06/03/2008 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) NEW YORK, NY
B
 04/05/1999 - 06/08/1999 JOSEPH STEVENS & COMPANY, INC. (CRD#:35459) BROOKLYN, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.