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SAM JAMES MINEO
SALVATORE JAMES MINEO
CRD#: 3198733
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 10801 W. CHARLESTON BLVD
LAS VEGAS, NV 89135
LAS VEGAS, NV 89135
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Arizona 3/17/2014
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Nevada 3/27/2014
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California 3/17/2014
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Oregon 10/21/2015
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Colorado 8/29/2024
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Pennsylvania 1/8/2020
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Florida 10/30/2024
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Tennessee 3/16/2022
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Idaho 5/6/2014
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Texas 11/27/2017
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Illinois 8/14/2015
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Texas 3/16/2020
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Michigan 7/2/2014
B
Utah 3/17/2014
B
Montana 6/30/2015
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Virgin Islands 11/17/2022
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Nevada 3/20/2014
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Washington 5/2/2014
SRO Registrations
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Registered with this firm since 3/20/2014
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Registered with this firm since 3/17/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/24/2007 - 03/21/2014 | LAS VEGAS, NV | |
B | 05/24/2007 - 03/21/2014 | LAS VEGAS, NV | |
IA | 09/09/2005 - 12/31/2007 | LAS VEGAS, NV | |
B | 04/16/2002 - 06/07/2005 | IRVINE, CA | |
B | 05/14/2001 - 01/04/2002 | NEW YORK, NY | |
B | 05/07/1999 - 05/24/2001 | WEEHAWKEN, NJ |
LAS VEGAS, NV
09/09/2005 - 12/31/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.