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Scott Matthew Rose
SCOTT M ROSE, SCOTT MATTHEW ROSE, Scott Rose
CRD#: 3198574
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 701 XENIA AVE. S.
SUITE 550
GOLDEN VALLEY, MN 55416
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2016 (8 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2019 - Present (5 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1999 - 2008 (8 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1999 - 2006 (7 years)IASILVERHAWK ASSET MANAGEMENT, LLC (CRD# 167798)2017 - 2019 (1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2008 (1 year)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1999 - 2003 (3 years)
License(s)

State Registrations

B
Alabama 6/27/2019

B
Missouri 6/27/2019

B
Alaska 6/27/2019

B
Montana 6/27/2019

B
Arizona 6/27/2019

B
Nebraska 6/27/2019

B
Arkansas 6/29/2021

B
Nevada 6/27/2019

B
California 6/27/2019

B
New Hampshire 7/31/2019

B
Colorado 6/6/2019

B
New Jersey 6/27/2019

IA
Colorado 6/6/2019

B
New Mexico 6/27/2019

B
Connecticut 6/27/2019

B
New York 6/27/2019

B
Delaware 6/29/2021

B
North Carolina 6/27/2019

B
District of Columbia 6/27/2019

B
North Dakota 6/27/2019

IA
District of Columbia 7/23/2019

B
Ohio 6/27/2019

B
Florida 6/27/2019

B
Oklahoma 6/27/2019

B
Georgia 6/27/2019

IA
Oklahoma 6/28/2019

B
Hawaii 6/27/2019

B
Oregon 6/27/2019

B
Idaho 6/27/2019

B
Pennsylvania 6/27/2019

B
Illinois 6/28/2019

B
Rhode Island 6/27/2019

B
Indiana 6/27/2019

B
South Carolina 6/27/2019

B
Iowa 6/27/2019

B
South Dakota 6/27/2019

B
Kansas 6/27/2019

B
Tennessee 6/27/2019

B
Kentucky 6/27/2019

B
Texas 6/27/2019

B
Louisiana 6/27/2019

IA
Texas 6/28/2019

B
Maine 6/29/2021

B
Utah 6/27/2019

B
Maryland 6/27/2019

B
Vermont 6/29/2021

B
Massachusetts 6/27/2019

B
Virginia 6/27/2019

B
Michigan 6/27/2019

B
Washington 6/27/2019

B
Minnesota 6/27/2019

B
West Virginia 6/27/2019

IA
Minnesota 10/4/2022

B
Wisconsin 6/27/2019

B
Mississippi 8/20/2019

B
Wyoming 6/27/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
701 XENIA AVE. S. SUITE 550, GOLDEN VALLEY, MN 55416
9250 E Costilla Ave, Greenwood Village, CO 80112
Registered with this firm since 6/6/2019

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
701 XENIA AVE. S. SUITE 550, GOLDEN VALLEY, MN 55416
9250 E Costilla Ave, Greenwood Village, CO 80112
Registered with this firm since 6/6/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/10/2017 - 05/31/2019 SILVERHAWK ASSET MANAGEMENT, LLC (CRD#:167798) SCOTTSDALE, AZ
IA
04/06/2017 - 06/21/2017 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Englewood, CO
B
04/07/2017 - 06/21/2017 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Englewood, CO
IA
04/21/2008 - 05/31/2016 WADDELL & REED (CRD#:866) DENVER, CO
B
04/18/2008 - 05/31/2016 WADDELL & REED (CRD#:866) DENVER, CO
IA
03/28/2008 - 04/21/2008 AXA ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
B
03/28/2008 - 04/21/2008 AXA ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
IA
10/06/2006 - 03/19/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SCOTTSDALE, AZ
B
04/05/1999 - 03/19/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SCOTTSDALE, AZ
B
04/05/1999 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
IA
04/22/1999 - 01/23/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.