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KEITH JOHN SCHOTTMAN
CRD#: 3197388
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 BUFFALO, NY
Registration History
200420062008201020122014201620182020202220242 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2010 - 2024 (13 years)BSECURITIES AMERICA, INC. (CRD# 10205)2008 - 2009 (<1 year)BM&T SECURITIES, INC. (CRD# 17358)2004 - 2006 (2 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2021 - 2024 (2 years)
License(s)

State Registrations

B
California 6/14/2024

IA
New York 6/14/2024

B
Connecticut 6/14/2024

B
North Carolina 6/25/2024

B
Florida 6/14/2024

B
Pennsylvania 6/14/2024

B
New Jersey 6/14/2024

B
South Carolina 6/14/2024

B
New York 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
BUFFALO, NY
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
BUFFALO, NY
Registered with this firm since 6/14/2024

Previous Registration(s)
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IA
09/09/2021 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) BUFFALO, NY
B
09/27/2010 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) BUFFALO, NY
B
09/15/2008 - 02/20/2009 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
01/30/2004 - 07/25/2006 M&T SECURITIES, INC. (CRD#:17358) BUFFALO, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.