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JOANN MARIE BERNHART
JOANN M BERNHART, JOANN M BOYDEN
CRD#: 3196554
IA
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WELLS FARGO ADVISORSCRD#: 19616 538 10TH ST
FLORESVILLE, TX 78114
FLORESVILLE, TX 78114
0
Disclosures
23
Years of Experience
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State Registrations
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Alabama 11/7/2017
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Montana 10/26/2016
B
Arizona 10/26/2016
B
Nebraska 4/26/2019
B
Arkansas 12/6/2016
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Nevada 4/29/2020
B
California 10/26/2016
B
New Jersey 12/6/2016
B
Colorado 10/26/2016
B
New Mexico 12/6/2016
B
Delaware 4/26/2019
B
New York 11/7/2017
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District of Columbia 10/26/2016
B
North Carolina 11/2/2016
B
Florida 11/1/2016
B
Ohio 11/2/2016
B
Georgia 11/7/2017
B
Oklahoma 9/10/2020
B
Hawaii 4/2/2024
B
Oregon 10/26/2016
B
Idaho 11/1/2016
B
Pennsylvania 11/1/2016
B
Illinois 10/26/2016
B
Rhode Island 11/7/2017
B
Indiana 10/26/2016
B
South Carolina 11/7/2017
B
Iowa 11/1/2016
B
Tennessee 11/7/2017
B
Kansas 11/24/2017
IA
Texas 9/12/2014
B
Kentucky 10/26/2016
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Texas 9/18/2014
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Louisiana 10/26/2016
B
Utah 12/6/2016
B
Maine 11/1/2016
B
Vermont 12/6/2016
B
Maryland 11/1/2016
B
Virginia 10/26/2016
B
Massachusetts 12/6/2016
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Washington 10/26/2016
B
Minnesota 10/26/2016
B
West Virginia 11/1/2016
B
Mississippi 7/26/2023
B
Wisconsin 4/26/2019
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Missouri 10/26/2016
SRO Registrations
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IA
Registered with this firm since 9/12/2014
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Registered with this firm since 9/18/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2011 - 11/07/2012 | SEGUIN, TX | |
B | 01/03/2011 - 11/07/2012 | SEGUIN, TX | |
IA | 12/12/2003 - 01/03/2011 | SEGUIN, TX | |
B | 09/09/2003 - 01/03/2011 | SEGUIN, TX | |
B | 04/13/1999 - 06/26/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.