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Detailed Report
KEITH ARTHUR ROBEL
KEITH ARTHUR ROBEL MR.
CRD#: 3195748
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2124 KOHLER MEMORIAL DR.
SUITE 230
SHEBOYGAN, WI 53081
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2007 (<1 year)BPIPER JAFFRAY & CO. (CRD# 665)2004 - 2006 (2 years)BB. C. ZIEGLER AND COMPANY (CRD# 61)2001 - 2004 (2 years)BEDWARD JONES (CRD# 250)1999 - 2001 (2 years)
License(s)

State Registrations

B
Alaska 8/4/2017
B
Nebraska 7/11/2023
B
Arizona 5/2/2014
B
Nevada 2/5/2025
B
California 6/18/2009
B
New Hampshire 8/1/2017
B
Colorado 6/25/2015
B
New Mexico 8/1/2017
B
District of Columbia 8/13/2024
B
New York 8/13/2014
B
Florida 6/1/2009
B
North Carolina 11/1/2019
B
Georgia 6/1/2009
B
Ohio 7/17/2018
B
Illinois 6/1/2009
B
Pennsylvania 11/21/2014
B
Iowa 2/19/2014
B
South Carolina 1/6/2011
B
Kansas 6/25/2015
B
Tennessee 6/1/2009
B
Kentucky 7/12/2017
B
Texas 6/1/2009
B
Maryland 3/11/2020
IA
Texas 6/1/2009
B
Massachusetts 11/30/2022
B
Utah 7/19/2022
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Minnesota 6/6/2017
B
Washington 7/24/2019
B
Missouri 7/14/2014
B
Wisconsin 6/1/2009
B
Montana 10/14/2019
IA
Wisconsin 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2124 KOHLER MEMORIAL DR. SUITE 230, SHEBOYGAN, WI 53081
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2124 KOHLER MEMORIAL DR. SUITE 230, SHEBOYGAN, WI 53081
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SHEBOYGAN, WI
B
 04/27/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SHEBOYGAN, WI
B
 08/12/2006 - 05/15/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) SHEBOYGAN, WI
B
 01/30/2004 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SHEBOYGAN, WI
B
 09/10/2001 - 02/04/2004 B. C. ZIEGLER AND COMPANY (CRD#:61) CHICAGO, IL
B
 05/04/1999 - 08/24/2001 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.