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Detailed Report
TRACY LEE BAGGERLY
CRD#: 3195686
IA
Investment Adviser
B
Broker
AMERICAN INDEPENDENT SECURITIES GROUP, LLCCRD#: 135288 664 S Rivershore LN
Suite 150
EAGLE, ID 83616
Registration History
20002002200420062008201020122014201620182020202220242026IAAMERICAN INDEPENDENT SECURITIE... (CRD# 135288)2007 - Present (17 years)BAMERICAN INDEPENDENT SECURITIE... (CRD# 135288)2005 - Present (19 years)BFIRST HEARTLAND CAPITAL, INC. (CRD# 32460)2003 - 2005 (2 years)BEDWARD JONES (CRD# 250)1999 - 2003 (4 years)
License(s)

State Registrations

B
Alabama 5/10/2023
B
Montana 10/2/2014
B
Alaska 4/19/2010
B
Nevada 5/1/2024
B
Arizona 10/2/2014
B
New York 2/17/2017
B
California 4/10/2007
IA
New York 3/30/2021
B
Colorado 1/7/2015
B
Oregon 11/1/2005
B
Florida 11/4/2010
B
Tennessee 9/3/2024
B
Hawaii 7/7/2020
B
Texas 4/30/2018
B
Idaho 11/1/2005
B
Virginia 8/2/2021
IA
Idaho 4/10/2007
B
Washington 11/1/2005
B
Minnesota 11/22/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (CRD#:135288)
664 S Rivershore LN Suite 150, EAGLE, ID 83616
New Braunfels, TX
Registered with this firm since 4/10/2007
B
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (CRD#:135288)
664 S Rivershore LN Suite 150, EAGLE, ID 83616
New Braunfels, TX
Registered with this firm since 11/1/2005
Previous Registration(s)
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B
 04/28/2003 - 11/01/2005 FIRST HEARTLAND CAPITAL, INC. (CRD#:32460) LAKE ST. LOUIS, MO
B
 05/04/1999 - 05/01/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.