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ROBERT EMMETT SCHAFFER
ROBERT E SCHAFFER
CRD#: 3194912
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3050 PEACHTREE ROAD, NW
SUITE 600
ATLANTA, GA 30305
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)1999 - 2002 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)
License(s)

State Registrations

B
Arizona 3/18/2021

B
Minnesota 2/13/2013

B
Connecticut 1/2/2020

B
New York 2/13/2013

B
Florida 2/13/2013

B
Texas 3/13/2014

B
Georgia 2/13/2013

IA
Texas 4/10/2014

IA
Georgia 2/13/2013

B
Virginia 2/13/2013

B
Hawaii 2/28/2024

B
Wyoming 7/8/2022

B
Iowa 1/2/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Brookhaven, GA
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Brookhaven, GA
Registered with this firm since 2/13/2013

Previous Registration(s)
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IA
09/17/2009 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
B
09/15/2009 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
IA
06/01/2009 - 10/08/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ATLANTA, GA
B
06/01/2009 - 10/08/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ATLANTA, GA
IA
04/17/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
10/04/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
03/24/1999 - 10/14/2002 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.