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RORIE E ZAJAC
CRD#: 3194594
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 601 Union Street, Two Union Square
Suite 5200
Seattle, WA 98101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2011 (9 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2011 (7 years)
License(s)

State Registrations

B
Alaska 6/3/2011

B
Nevada 6/14/2011

B
Arizona 1/12/2018

B
New Jersey 1/12/2018

B
California 6/3/2011

B
New Mexico 2/24/2015

B
Colorado 1/26/2016

B
New York 8/4/2011

B
Florida 6/27/2012

B
North Carolina 1/31/2018

B
Georgia 1/12/2018

B
Oregon 12/20/2013

B
Hawaii 4/19/2018

B
Pennsylvania 1/30/2018

B
Idaho 1/30/2018

B
Tennessee 1/12/2018

B
Illinois 6/3/2011

B
Texas 1/12/2018

B
Indiana 2/10/2021

IA
Texas 3/3/2020

B
Kansas 1/30/2018

B
Utah 1/12/2018

B
Maine 4/19/2018

B
Virginia 1/12/2018

B
Maryland 1/30/2018

B
Washington 6/3/2011

B
Massachusetts 1/12/2018

IA
Washington 6/3/2011

B
Michigan 4/19/2018

B
West Virginia 1/12/2018

B
Minnesota 4/19/2018

B
Wisconsin 1/30/2018

B
Montana 4/19/2018

B
Wyoming 7/1/2015

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101
Registered with this firm since 6/3/2011

B
MORGAN STANLEY (CRD#:149777)
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101
Registered with this firm since 6/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/05/2003 - 06/13/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) SEATTLE, WA
B
04/24/2002 - 06/13/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) SEATTLE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.