Individual Firm
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MICHAEL DAVID OURSLER
MIKE OURSLER
CRD#: 3193285
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 15164 S. Helmer Road
Suite B
Battle Creek, MI 49015
Suite B
Battle Creek, MI 49015
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8/8/2011
Customer Dispute
Denied
State Registrations
B
Alabama 8/27/2018
IA
Michigan 3/7/2018
B
Alaska 3/31/2022
B
Minnesota 3/10/2018
B
Arizona 3/2/2018
B
New York 8/16/2024
B
Arkansas 4/16/2018
B
North Carolina 4/8/2022
B
California 3/2/2018
B
Ohio 3/2/2018
B
Colorado 4/16/2018
B
Oregon 12/2/2024
B
Florida 3/2/2018
B
Pennsylvania 2/24/2021
B
Georgia 4/16/2018
B
South Carolina 4/7/2022
B
Illinois 4/16/2018
B
Tennessee 1/25/2023
B
Indiana 3/9/2018
B
Texas 3/2/2018
B
Kansas 3/2/2018
IA
Texas 3/2/2018
B
Louisiana 4/7/2022
B
Virginia 4/8/2022
B
Maryland 1/25/2021
B
Washington 3/2/2018
B
Massachusetts 4/7/2022
B
Wisconsin 4/12/2018
B
Michigan 3/2/2018
IA
Wisconsin 4/12/2018
SRO Registrations
B
B
B
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IA
Registered with this firm since 3/2/2018
B
Registered with this firm since 3/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/08/2007 - 03/06/2018 | BATTLE CREEK, MI | |
B | 07/02/2004 - 03/06/2018 | BATTLE CREEK, MI | |
B | 03/26/2003 - 07/19/2004 | DES MOINES, IA | |
B | 04/19/1999 - 01/18/2000 | BLOOMINGTON, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.