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PAUL JEAN PIERRE ARCHAMBEAU
CRD#: 3193226
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 428 MINNESOTA ST
ST 500
ST PAUL, MN 55101
ST 500
ST PAUL, MN 55101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 428 Minnesota Street
SUITE 500
ST. PAUL, MN 55101
SUITE 500
ST. PAUL, MN 55101
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 8/10/2023
IA
Minnesota 8/10/2023
B
Florida 8/11/2023
B
North Carolina 8/10/2023
B
Illinois 6/24/2024
B
South Carolina 6/24/2024
B
Iowa 8/10/2023
B
Texas 8/10/2023
B
Kansas 11/15/2023
IA
Texas 8/10/2023
B
Minnesota 8/10/2023
B
Wisconsin 8/10/2023
SRO Registrations
B
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IA
Registered with this firm since 8/10/2023
B
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/15/2014 - 08/10/2023 | ST. PAUL, MN | |
B | 03/11/1999 - 08/10/2023 | ST. PAUL, MN | |
IA | 01/15/2014 - 10/19/2021 | ST. PAUL, MN | |
B | 02/16/2001 - 10/19/2021 | ST. PAUL, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.