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Detailed Report
MICHAEL H BURCHARDT
MICHAEL HANS BURCHARDT
CRD#: 3192185
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 BON AIR SHOPPING CTR
GREENBRAE, CA 94904
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BWAMU INVESTMENTS, INC. (CRD# 599)2002 - 2009 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2002 - 2002 (<1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)2000 - 2002 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1999 - 2000 (1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2005 - 2009 (3 years)IASALOMON SMITH BARNEY INC. (CRD# 7059)2001 - 2002 (<1 year)
License(s)

State Registrations

B
Alaska 5/6/2021
B
New Mexico 6/12/2019
B
Arizona 2/2/2021
B
New York 1/3/2023
B
California 1/3/2011
B
North Carolina 3/31/2020
IA
California 1/3/2011
B
Ohio 3/5/2024
B
Colorado 9/11/2020
B
Oregon 1/3/2011
B
Florida 11/4/2021
B
Pennsylvania 6/14/2016
B
Hawaii 9/14/2017
B
Texas 4/5/2018
B
Maine 4/1/2022
IA
Texas 4/6/2018
B
Massachusetts 3/28/2012
B
Utah 12/3/2015
B
Michigan 1/3/2011
B
Virginia 10/30/2024
B
Montana 3/21/2022
B
Wyoming 12/26/2024
B
Nevada 5/28/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 BON AIR SHOPPING CTR, GREENBRAE, CA 94904
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 BON AIR SHOPPING CTR, GREENBRAE, CA 94904
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/18/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN CARLOS, CA
B
 08/14/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN CARLOS, CA
IA
 05/02/2009 - 08/17/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
B
 05/02/2009 - 08/17/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
IA
 12/15/2005 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SAN BRUNO, CA
B
 10/31/2002 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SAN BRUNO, CA
IA
 12/18/2001 - 10/11/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) SAN MATEO, CA
B
 03/12/2002 - 10/11/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 11/03/2000 - 02/20/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 07/13/1999 - 11/21/2000 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.