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RYAN MICHAEL ESSICK
CRD#: 3192104
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 12830 EL CAMINO REAL
SAN DIEGO, CA 92130
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (6 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2002 - 2002 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2009 (5 years)
Disclosure(s)
View By:
2/17/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 5/15/2018

B
Michigan 3/23/2016

B
Arizona 3/23/2016

B
Missouri 1/25/2012

B
Arkansas 5/7/2018

B
Montana 1/4/2021

B
California 10/23/2009

B
Nevada 3/23/2016

IA
California 10/23/2009

B
New York 10/16/2014

B
Colorado 9/9/2015

B
North Carolina 10/23/2009

B
Delaware 3/23/2016

B
Oregon 10/23/2009

B
District of Columbia 1/18/2022

B
Rhode Island 4/12/2021

B
Florida 5/28/2015

B
Tennessee 3/20/2017

B
Georgia 3/23/2016

B
Texas 10/30/2014

B
Idaho 3/16/2012

IA
Texas 10/30/2014

B
Kansas 10/23/2009

B
Utah 11/14/2019

B
Kentucky 9/19/2022

B
Virginia 10/23/2009

B
Maryland 11/14/2023

B
Washington 10/23/2009

B
Massachusetts 5/23/2012

B
Wisconsin 11/23/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/16/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CARLSBAD, CA
B
07/02/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CARLSBAD, CA
B
02/05/2002 - 06/19/2002 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.