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Detailed Report
GABRIELLA FODOR WANG
GABRIELLA FODOR, GABRIELLA SZALMAS, GABRIELLA F WANG
CRD#: 3191147
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 555 California Street
PWM
San Francisco, CA 94104
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2015 - 2018 (3 years)2 FIRMS2019 - Present (5 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 8/15/2019
B
Nebraska 8/15/2019
B
Alaska 8/15/2019
B
Nevada 8/15/2019
B
Arizona 8/15/2019
B
New Hampshire 8/15/2019
B
Arkansas 8/15/2019
B
New Jersey 8/15/2019
B
California 8/13/2019
B
New Mexico 8/15/2019
IA
California 8/13/2019
B
New York 8/15/2019
B
Colorado 8/15/2019
B
North Carolina 8/15/2019
B
Connecticut 8/15/2019
B
North Dakota 8/15/2019
B
Delaware 8/15/2019
B
Ohio 8/15/2019
B
District of Columbia 8/15/2019
B
Oklahoma 8/15/2019
B
Florida 8/15/2019
B
Oregon 8/15/2019
B
Georgia 8/15/2019
B
Pennsylvania 8/15/2019
B
Hawaii 8/15/2019
B
Puerto Rico 8/15/2019
B
Idaho 8/15/2019
B
Rhode Island 8/15/2019
B
Illinois 8/15/2019
B
South Carolina 8/15/2019
B
Indiana 8/15/2019
B
South Dakota 8/15/2019
B
Iowa 8/15/2019
B
Tennessee 8/15/2019
B
Kansas 8/15/2019
B
Texas 8/15/2019
B
Kentucky 8/15/2019
IA
Texas 8/16/2019
B
Louisiana 8/15/2019
B
Utah 8/15/2019
B
Maine 8/15/2019
B
Vermont 8/15/2019
B
Maryland 8/15/2019
B
Virgin Islands 8/15/2019
B
Massachusetts 8/15/2019
B
Virginia 8/15/2019
B
Michigan 8/15/2019
B
Washington 8/15/2019
B
Minnesota 8/15/2019
B
West Virginia 8/15/2019
B
Mississippi 8/15/2019
B
Wisconsin 8/15/2019
B
Missouri 8/15/2019
B
Wyoming 8/15/2019
B
Montana 8/15/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
555 California Street PWM, San Francisco, CA 94104
San Jose, CA
Registered with this firm since 8/13/2019
B
MORGAN STANLEY (CRD#:149777)
555 California Street PWM, San Francisco, CA 94104
San Jose, CA
Registered with this firm since 8/13/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/09/2015 - 09/24/2018 MORGAN STANLEY (CRD#:149777) SANTA CRUZ, CA
B
 04/09/2015 - 09/24/2018 MORGAN STANLEY (CRD#:149777) SANTA CRUZ, CA
IA
 11/06/2012 - 06/30/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HAYWARD, CA
B
 06/12/2012 - 06/30/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HAYWARD, CA
B
 07/10/2007 - 10/05/2007 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.