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SCOTT ALLEN SOBOL
CRD#: 3190951
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B
OPPENHEIMER & CO. INC.CRD#: 249 9475 HOLLY ROAD
SUITE 203
GRAND BLANC, MI 48439
SUITE 203
GRAND BLANC, MI 48439
0
Disclosures
25
Years of Experience
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State Registrations
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California 9/29/2000
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Nebraska 7/23/2021
B
Florida 8/9/2000
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Nevada 7/14/2014
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Georgia 3/25/2008
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New York 8/8/2000
B
Illinois 2/20/2014
B
North Carolina 2/5/2016
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Kentucky 12/5/2000
B
Ohio 1/4/2018
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Louisiana 11/5/2001
B
Pennsylvania 11/18/2010
B
Maryland 2/3/2017
B
South Carolina 7/1/2015
B
Michigan 8/2/2000
B
Texas 9/13/2000
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Michigan 6/20/2017
B
Virginia 8/14/2018
B
Minnesota 7/16/2007
SRO Registrations
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Registered with this firm since 6/20/2017
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Registered with this firm since 8/2/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/05/1999 - 01/29/2001 | MILWAUKEE, WI | |
B | 11/04/1999 - 08/10/2000 | MILWAUKEE, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.