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WENDY L WILKENS
WENDY WILKENS
CRD#: 3190773
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8044 MONTGOMERY RD STE 570
TOWERS OF KENWOOD
CINCINNATI, OH 45236
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2006 (6 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2000 (1 year)IAMORGAN STANLEY (CRD# 7556)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 3/8/2024

B
New Jersey 5/24/2024

B
Arizona 4/14/2011

B
New Mexico 9/22/2023

B
California 4/14/2011

B
New York 4/14/2011

B
Colorado 10/20/2020

B
North Carolina 10/5/2016

B
District of Columbia 9/22/2023

B
North Dakota 4/1/2021

B
Florida 4/14/2011

B
Ohio 5/5/2006

B
Georgia 4/14/2011

IA
Ohio 5/8/2006

B
Idaho 4/14/2011

B
Oklahoma 10/17/2023

B
Illinois 10/15/2012

B
Oregon 4/14/2011

B
Indiana 4/14/2011

B
Pennsylvania 8/13/2014

B
Kentucky 5/5/2006

B
South Carolina 10/15/2012

B
Maine 7/23/2018

B
Tennessee 10/4/2016

B
Maryland 4/14/2011

B
Texas 8/13/2014

B
Massachusetts 5/24/2024

IA
Texas 8/20/2014

B
Michigan 4/14/2011

B
Utah 11/15/2023

B
Minnesota 9/22/2023

B
Vermont 4/14/2011

B
Mississippi 10/4/2016

B
Virginia 8/13/2014

B
Missouri 10/22/2014

B
Washington 4/5/2016

B
New Hampshire 10/3/2017

B
Wisconsin 4/14/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8044 MONTGOMERY RD STE 570 TOWERS OF KENWOOD, CINCINNATI, OH 45236
Registered with this firm since 5/8/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8044 MONTGOMERY RD STE 570 TOWERS OF KENWOOD, CINCINNATI, OH 45236
Registered with this firm since 5/5/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/13/2006 - 05/08/2006 MORGAN STANLEY (CRD#:7556) CINCINNATI, OH
B
02/25/2000 - 05/08/2006 MORGAN STANLEY DW INC. (CRD#:7556) CINCINNATI, OH
B
03/31/1999 - 03/23/2000 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.