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Detailed Report
NEIL SPENCER CAMPBELL
CRD#: 3189116
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 102 Genesee St
New Hartford, NY 13413
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 102 Genesee St
New Hartford, NY 13413
Registration History
20002002200420062008201020122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2021 - Present (3 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2002 - Present (22 years)BATLAS BROKERAGE COMPANY, L.P. (CRD# 46765)2001 - 2002 (<1 year)BSECURITIES SERVICE NETWORK, INC. (CRD# 13318)2000 - 2001 (<1 year)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1999 - 2000 (1 year)
License(s)

State Registrations

B
New York 2/6/2012
IA
Pennsylvania 11/20/2024
IA
New York 8/11/2021
B
Vermont 1/6/2025
B
Pennsylvania 11/20/2024
IA
Vermont 1/7/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
102 Genesee St, New Hartford, NY 13413
Registered with this firm since 8/11/2021
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
102 Genesee St, New Hartford, NY 13413
Registered with this firm since 7/24/2002
Previous Registration(s)
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B
 06/19/2001 - 05/29/2002 ATLAS BROKERAGE COMPANY, L.P. (CRD#:46765) WASHINGTON, PA
B
 11/02/2000 - 06/21/2001 SECURITIES SERVICE NETWORK, INC. (CRD#:13318) KNOXVILLE, TN
B
 03/02/1999 - 11/28/2000 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.