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WILLIAM EUGENE DAVIS III
BILL DAVIS, WILLIAM DAVIS
CRD#: 3188964
IA
Investment Adviser
B
Broker
PINNACLE CAPITAL ADVISORSCRD#: 309118 4105 E BROADWAY
SUITE 102
LONG BEACH, CA 90803
PINNACLE CAPITAL SECURITIES, LLCCRD#: 106213 4105 E Broadway
Suite 101
Long Beach, CA 90803
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2007 (7 years)2 FIRMS2007 - 2012 (4 years)2 FIRMS2015 - 2016 (1 year)IAPINNACLE CAPITAL ADVISORS (CRD# 309118)2020 - Present (4 years)BPINNACLE CAPITAL SECURITIES, LLC (CRD# 106213)2018 - Present (6 years)BFIVE 9 SECURITIES, LLC (CRD# 114853)2016 - 2018 (2 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2000 - 2006 (5 years)BNYLIFE SECURITIES INC. (CRD# 5167)1999 - 2000 (1 year)IASAXONY CAPITAL MANAGEMENT, LLC (CRD# 122692)2018 - 2018 (<1 year)IATHE OPTIONS GROUP, LLC (CRD# 163232)2012 - 2015 (3 years)
License(s)

State Registrations

B
Alabama 4/9/2020

B
Missouri 8/28/2020

B
Alaska 5/25/2021

B
Montana 5/20/2021

B
Arizona 3/23/2020

B
Nebraska 5/25/2021

B
Arkansas 6/15/2021

B
Nevada 2/25/2020

B
California 8/21/2018

B
New Hampshire 6/2/2021

IA
California 7/1/2020

B
New Jersey 5/26/2021

B
Colorado 10/22/2020

B
New Mexico 6/9/2021

B
Connecticut 6/11/2021

B
New York 9/28/2018

B
Delaware 9/20/2018

B
North Carolina 10/29/2018

B
District of Columbia 3/11/2020

B
North Dakota 5/25/2021

B
Florida 2/25/2019

B
Ohio 6/1/2021

B
Georgia 11/1/2018

B
Oklahoma 5/21/2021

B
Hawaii 6/10/2021

B
Oregon 10/29/2018

B
Idaho 5/20/2021

B
Pennsylvania 1/11/2019

B
Illinois 11/1/2018

B
Rhode Island 5/20/2021

B
Indiana 7/27/2021

B
South Carolina 10/1/2019

B
Iowa 5/20/2021

B
South Dakota 5/25/2021

B
Kansas 6/1/2021

B
Tennessee 9/9/2021

B
Kentucky 1/23/2019

B
Texas 10/18/2018

B
Louisiana 5/24/2021

B
Utah 5/20/2021

B
Maine 6/9/2021

B
Vermont 5/25/2021

B
Maryland 11/7/2018

B
Virginia 5/29/2021

B
Massachusetts 7/12/2021

B
Washington 1/28/2019

B
Michigan 11/20/2019

B
West Virginia 6/7/2021

B
Minnesota 7/30/2021

B
Wisconsin 11/7/2018

B
Mississippi 5/21/2021

B
Wyoming 5/27/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PINNACLE CAPITAL ADVISORS (CRD#:309118)
4105 E BROADWAY SUITE 102, LONG BEACH, CA 90803
Registered with this firm since 7/1/2020

B
PINNACLE CAPITAL SECURITIES, LLC (CRD#:106213)
4105 E Broadway Suite 101, Long Beach, CA 90803
Registered with this firm since 8/21/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/23/2018 - 12/31/2018 SAXONY CAPITAL MANAGEMENT, LLC (CRD#:122692) Maria del Rey, CA
B
05/24/2016 - 08/15/2018 FIVE 9 SECURITIES, LLC (CRD#:114853) Ladera Ranch, CA
IA
06/01/2015 - 05/25/2016 AARON CAPITAL INCORPORATED (CRD#:28583) MEMPHIS, TN
B
04/02/2015 - 05/25/2016 AARON CAPITAL INCORPORATED (CRD#:28583) MEMPHIS, TN
IA
05/15/2012 - 05/03/2015 THE OPTIONS GROUP, LLC (CRD#:163232) MEMPHIS, TN
IA
12/10/2007 - 05/31/2012 LPL FINANCIAL LLC (CRD#:6413) MEMPHIS, TN
B
12/10/2007 - 05/31/2012 LPL FINANCIAL LLC (CRD#:6413) MEMPHIS, TN
IA
09/15/2000 - 12/11/2007 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) VIENNA, VA
B
08/08/2000 - 12/11/2007 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) VIENNA, VA
B
08/08/2000 - 05/26/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
03/29/1999 - 07/12/2000 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.