Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LORI-ANN ELIZABETH ARGENT
LORI ANN ELIZABETH ARGENT, LORI ARGENT, LORIANN ELIZABETH ARGENT, LORI ELIZABETH ARGENT-POST
CRD#: 3188349
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2740 N. UNIVERSITY DR 3RD FL
CORAL SPRINGS, FL 33065
CORAL SPRINGS, FL 33065
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 8/8/2012
B
Massachusetts 7/23/2010
B
California 9/28/2010
B
Missouri 11/26/2014
B
Colorado 2/25/2016
B
Montana 7/21/2021
B
Connecticut 7/23/2010
B
Nevada 2/25/2016
B
Delaware 9/18/2020
B
New Hampshire 7/23/2010
B
District of Columbia 2/25/2016
B
New Jersey 2/25/2016
B
Florida 7/23/2010
B
New York 7/23/2010
IA
Florida 1/16/2013
B
North Carolina 8/17/2021
B
Georgia 3/30/2021
B
Oregon 5/9/2016
B
Illinois 2/25/2016
B
Pennsylvania 1/21/2016
B
Indiana 5/11/2023
B
Tennessee 8/17/2021
B
Maine 7/23/2010
B
Texas 12/1/2010
IA
Maine 7/23/2010
IA
Texas 12/1/2010
B
Maryland 9/7/2010
B
Utah 3/31/2022
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/23/2010
B
Registered with this firm since 7/23/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2004 - 08/03/2010 | BANGOR, ME | |
B | 01/23/2004 - 08/03/2010 | BANGOR, ME | |
IA | 01/31/2003 - 01/30/2004 | PORTLAND, ME | |
B | 01/31/2000 - 01/30/2004 | NEW YORK, NY | |
B | 04/21/1999 - 12/09/1999 | MINNEAPOLIS, MN | |
B | 04/21/1999 - 12/09/1999 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.