• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KIRK JOHN CUNNINGHAM
Kirk Cunningham
CRD#: 3188113
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 101 E KENNEDY BLVD
PBIG - FLORIDA PWM TAMPA
TAMPA, FL 33602
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2018 (9 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2006 - 2008 (2 years)BGOLDMAN, SACHS & CO. (CRD# 361)2004 - 2006 (1 year)
License(s)

State Registrations

B
Arizona 4/9/2018

B
Missouri 4/9/2018

B
California 4/9/2018

B
Nebraska 4/9/2018

B
Colorado 4/9/2018

B
Nevada 6/5/2024

B
Connecticut 9/27/2019

B
New Hampshire 9/14/2021

B
District of Columbia 11/4/2019

B
New Jersey 5/18/2023

B
Florida 4/9/2018

B
New York 4/9/2018

IA
Florida 8/16/2023

B
Ohio 4/9/2018

B
Illinois 4/9/2018

B
Pennsylvania 11/3/2022

IA
Illinois 4/24/2018

B
Tennessee 10/26/2020

B
Indiana 4/9/2018

B
Texas 4/9/2018

B
Iowa 4/9/2018

IA
Texas 4/23/2018

B
Kansas 4/9/2018

B
Virgin Islands 4/9/2018

B
Kentucky 4/9/2018

B
Virginia 4/9/2018

B
Massachusetts 10/30/2019

B
Washington 7/15/2024

B
Michigan 4/9/2018

B
Wisconsin 4/9/2018

B
Minnesota 4/9/2018

B
Wyoming 2/28/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
101 E KENNEDY BLVD PBIG - FLORIDA PWM TAMPA, TAMPA, FL 33602
Tampa, FL
Registered with this firm since 4/23/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
101 E KENNEDY BLVD PBIG - FLORIDA PWM TAMPA, TAMPA, FL 33602
Tampa, FL
Registered with this firm since 4/9/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/01/2008 - 04/10/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
07/14/2006 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) CHICAGO, IL
B
11/03/2004 - 06/20/2006 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.