• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PHILIP BRUCE MORAN
CRD#: 3187914
IA
Investment Adviser
B
Previous Broker
PORTFOLIO ADVISORY COUNCIL,L.L.C.CRD#: 107465 3 GREENWAY PLAZA
SUITE 1776
HOUSTON, TX 77046
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2006 (7 years)IAPORTFOLIO ADVISORY COUNCIL,L.L.C. (CRD# 107465)2003 - Present (21 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2017 - 2018 (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2007 - 2017 (10 years)IAPORTFOLIO ADVISORY COUNCIL,L.L.C. (CRD# 107465)2003 - 2013 (10 years)
License(s)

State Registrations

IA
Louisiana 7/27/2017

IA
Texas 8/27/2003

Current Registration(s)
IA
PORTFOLIO ADVISORY COUNCIL,L.L.C. (CRD#:107465)
3 GREENWAY PLAZA SUITE 1776, HOUSTON, TX 77046
Registered with this firm since 8/27/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/10/2017 - 03/06/2018 MUTUAL SECURITIES, INC. (CRD#:13092) Houston, TX
B
01/03/2007 - 10/13/2017 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) HOUSTON, TX
IA
08/27/2003 - 12/31/2013 PORTFOLIO ADVISORY COUNCIL,L.L.C. (CRD#:107465) HOUSTON, TX
IA
03/04/1999 - 12/31/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) HOUSTON, TX
B
02/27/1999 - 12/31/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.