Individual Firm
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ERNEST DANIEL GARRETT
CRD#: 3187574
IA
TOWNELEY CAPITAL MANAGEMENT, INC.CRD#: 169863 23197 LA CADENA DRIVE
SUITE 103
LAGUNA HILLS, CA 92653
SUITE 103
LAGUNA HILLS, CA 92653
0
Disclosures
20
Years of Experience
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State Registrations
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California 12/19/2013
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Texas 12/19/2013
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Registered with this firm since 12/19/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/2005 - 01/31/2014 | LAGUNA HILLS, CA |
LAGUNA HILLS, CA
02/09/2005 - 01/31/2014
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.