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Detailed Report
MATTHEW PHILLIP CANO
MATT CANO
CRD#: 3187533
IA
Investment Adviser
B
Broker
PFG ADVISORSCRD#: 173344 813 St. Michaels Drive
Santa Fe, NM 87505
OSAIC WEALTH, INC.CRD#: 23131 813 ST. MICHAELS DRIVE
SANTA FE, NM 87505
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)IAPFG ADVISORS (CRD# 173344)2018 - Present (6 years)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2016 - 2024 (7 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)2013 - 2016 (3 years)BBOSC, INC. (CRD# 17530)2003 - 2009 (5 years)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2002 - 2003 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2001 (2 years)IACUE ADVISORY SERVICES, INC. (CRD# 21033)2013 - 2018 (5 years)IABOSC, INC. (CRD# 17530)2004 - 2009 (5 years)
Disclosure(s)
View By:
5/17/2021
Financial
Final
5/14/2021
Financial
Final
5/11/2021
Financial
Final
5/11/2021
Financial
Final
License(s)

State Registrations

IA
New Mexico 4/17/2018
B
New York 6/14/2024
B
New Mexico 6/14/2024
IA
Texas 12/12/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PFG ADVISORS (CRD#:173344)
813 St. Michaels Drive, Santa Fe, NM 87505
10904 Country Club NE, Albuquerque, NM 87111
Registered with this firm since 4/16/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
813 ST. MICHAELS DRIVE, SANTA FE, NM 87505
ALBUQUERQUE, NM
Registered with this firm since 6/14/2024
Previous Registration(s)
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B
 12/08/2016 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) ALBUQUERQUE, NM
IA
 10/16/2013 - 12/31/2018 CUE ADVISORY SERVICES, INC. (CRD#:21033) ALBUQUERQUE, NM
B
 10/14/2013 - 12/08/2016 FOOTHILL SECURITIES, INC. (CRD#:1027) ALBUQUERQUE, NM
IA
 02/23/2011 - 10/14/2013 CETERA ADVISOR NETWORKS LLC (CRD#:13572) ALBUQUERQUE, NM
B
 03/07/2011 - 10/14/2013 CETERA ADVISOR NETWORKS LLC (CRD#:13572) ALBUQUERQUE, NM
IA
 01/21/2004 - 04/01/2009 BOSC, INC. (CRD#:17530) ALBUQUERQUE, NM
B
 11/21/2003 - 04/01/2009 BOSC, INC. (CRD#:17530) ALBUQUERQUE, NM
B
 01/02/2002 - 10/20/2003 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) OMAHA, NE
B
 04/06/1999 - 12/17/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.