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Detailed Report
JOSEPH JOHN OSSI
JOSEPH OSSI
CRD#: 3186808
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 233 N 3RD ST
JACKSONVILLE BEACH, FL 32250
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 1999 (<1 year)2 FIRMS2016 - Present (8 years)BIVY MACKENZIE DISTRIBUTORS, INC. (CRD# 16496)2000 - 2002 (1 year)BJWGENESIS SECURITIES, INC. (CRD# 33832)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Alabama 3/28/2024
B
Missouri 1/3/2019
B
California 7/8/2020
B
Nevada 4/25/2019
B
Colorado 4/12/2022
B
New Hampshire 8/15/2023
B
Connecticut 3/1/2024
B
New Jersey 1/10/2017
B
Delaware 11/2/2021
B
New Mexico 4/12/2022
B
District of Columbia 1/18/2024
B
New York 4/12/2022
B
Florida 7/11/2016
B
North Carolina 1/3/2019
IA
Florida 8/2/2016
B
Pennsylvania 1/3/2019
B
Georgia 1/10/2017
B
South Carolina 1/15/2019
B
Idaho 4/12/2022
B
Tennessee 4/12/2022
B
Illinois 12/12/2023
B
Texas 1/3/2019
B
Kentucky 4/12/2022
IA
Texas 1/3/2019
B
Maine 4/12/2022
B
Virginia 1/20/2021
B
Maryland 1/3/2019
B
Washington 4/12/2022
B
Massachusetts 9/19/2019
B
West Virginia 12/2/2021
B
Michigan 1/22/2022
B
Wisconsin 4/12/2022
B
Mississippi 3/31/2025

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
233 N 3RD ST, JACKSONVILLE BEACH, FL 32250
120 FRONT ST, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 8/2/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
233 N 3RD ST, JACKSONVILLE BEACH, FL 32250
120 FRONT ST, PONTE VEDRA BEACH, FL 32082
Registered with this firm since 7/11/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/20/2000 - 07/16/2002 IVY MACKENZIE DISTRIBUTORS, INC. (CRD#:16496) OVERLAND PARK, KS
B
 07/07/2000 - 09/13/2000 JWGENESIS SECURITIES, INC. (CRD#:33832) BOCA RATON, FL
B
 02/24/1999 - 07/20/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 02/24/1999 - 07/20/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.