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DAVID GLENN CLARK
CRD#: 3186309
IA
B
MORGAN STANLEYCRD#: 149777 34901 Woodward Avenue
Suite 300
Birmingham, MI 48009
Suite 300
Birmingham, MI 48009
View By:
2/23/2012
Customer Dispute
Final
12/22/2009
Customer Dispute
Denied
State Registrations
B
Alabama 3/6/2015
IA
Michigan 5/20/2010
B
Arizona 9/25/2009
B
Minnesota 1/2/2020
B
California 9/25/2009
B
Missouri 9/7/2022
B
Colorado 9/25/2009
B
Montana 2/24/2017
B
Connecticut 1/18/2017
B
Nevada 5/2/2013
B
Delaware 3/2/2020
B
New Hampshire 9/25/2009
B
District of Columbia 5/3/2018
B
New Jersey 1/27/2015
B
Florida 9/25/2009
B
New York 3/19/2014
IA
Florida 9/20/2022
B
North Carolina 9/25/2009
B
Georgia 9/25/2009
B
Ohio 1/13/2015
B
Idaho 9/25/2009
B
Oregon 9/25/2009
B
Illinois 9/25/2009
B
South Carolina 9/25/2009
B
Indiana 9/25/2009
B
Tennessee 7/27/2016
IA
Indiana 9/25/2009
B
Texas 9/25/2009
B
Kansas 1/3/2020
IA
Texas 10/9/2009
B
Kentucky 11/9/2022
B
Utah 12/3/2013
B
Louisiana 4/4/2019
B
Vermont 9/25/2009
B
Maine 1/24/2012
B
Virginia 9/25/2009
B
Maryland 1/12/2015
B
Washington 9/25/2009
B
Massachusetts 1/27/2015
B
Wisconsin 2/24/2025
B
Michigan 9/25/2009
B
Wyoming 9/25/2009
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/25/2009
B
Registered with this firm since 9/25/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2008 - 10/23/2009 | BLOOMFIELD HILLS, MI | |
B | 10/01/2008 - 10/23/2009 | BLOOMFIELD HILLS, MI | |
IA | 09/27/2006 - 10/01/2008 | BLOOMFIELD HILLS, MI | |
B | 07/01/2006 - 10/01/2008 | BLOOMFIELD HILLS, MI | |
IA | 12/27/2001 - 09/27/2006 | BLOOMFIELD HILLS, MI | |
B | 03/30/1999 - 07/01/2006 | BLOOMFIELD HILLS, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.