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SHARON ANNE NUDO
SHARON ANNE HUME
CRD#: 3186300
IA
B
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 2850 Golf Road
Rolling Meadows, IL 60008
Rolling Meadows, IL 60008
OSAIC WEALTH, INC.CRD#: 23131 2850 Golf Road
Rolling Meadows, IL 60008
Rolling Meadows, IL 60008
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Connecticut 8/23/2024
IA
New York 7/11/2023
IA
Illinois 4/22/2022
B
New York 8/23/2024
B
Illinois 8/23/2024
B
South Carolina 8/23/2024
B
Indiana 8/23/2024
B
South Dakota 8/23/2024
B
Kentucky 8/23/2024
B
Tennessee 8/23/2024
B
Nebraska 8/23/2024
IA
Texas 7/12/2023
SRO Registrations
B
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IA
Registered with this firm since 4/22/2022
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Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/30/2022 - 08/23/2024 | Rolling Meadows, IL | |
IA | 04/18/2016 - 04/06/2022 | ROLLING MEADOWS, IL | |
B | 08/06/2012 - 03/31/2022 | Rolling Meadows, IL | |
IA | 08/07/2014 - 09/22/2016 | Rolling Meadows, IL | |
B | 04/28/1999 - 05/13/2003 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.