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Detailed Report
ALLEN FERGUSON
CRD#: 3186293
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 34901 Woodward Avenue
Suite 300
Birmingham, MI 48009
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2006 (7 years)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2002 - 2006 (3 years)
License(s)

State Registrations

B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 8/16/2011
B
New Mexico 5/17/2016
B
Colorado 6/1/2009
B
New York 9/16/2009
B
Connecticut 9/6/2023
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 4/12/2012
B
Illinois 6/1/2009
B
Oregon 10/12/2022
B
Indiana 2/19/2025
B
Pennsylvania 4/11/2012
B
Kentucky 5/15/2017
B
Rhode Island 6/1/2009
B
Maryland 3/8/2019
B
South Carolina 2/14/2019
B
Massachusetts 10/19/2016
B
Tennessee 3/10/2022
B
Michigan 6/1/2009
B
Texas 5/30/2014
IA
Michigan 5/20/2010
IA
Texas 3/26/2020
B
Missouri 9/25/2013
B
Virginia 3/8/2019
B
Nevada 4/5/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
34901 Woodward Avenue Suite 300, Birmingham, MI 48009
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
34901 Woodward Avenue Suite 300, Birmingham, MI 48009
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BIRMINGHAM, MI
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BIRMINGHAM, MI
IA
 05/12/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BIRMINGHAM, MI
B
 05/12/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BIRMINGHAM, MI
IA
 09/30/2002 - 05/23/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) DETROIT, MI
B
 04/07/1999 - 05/23/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.