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PATRICIA ANN ADAMS
PATTY ANN ADAMS, PATRICIA ANN COATS
CRD#: 3185875
IA
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WELLS FARGO ADVISORSCRD#: 19616 1025 GREENWOOD BLVD STE 179
LAKE MARY, FL 32746
LAKE MARY, FL 32746
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Disclosures
22
Years of Experience
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State Registrations
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Alabama 6/23/2017
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Nevada 1/26/2015
B
Arizona 3/15/2013
B
New Hampshire 12/4/2024
B
California 3/15/2013
B
New Jersey 2/12/2020
B
Colorado 3/15/2013
B
New York 3/15/2013
B
Connecticut 9/25/2020
B
North Carolina 3/15/2013
B
Delaware 3/15/2013
B
Ohio 1/14/2016
B
District of Columbia 12/16/2013
B
Oregon 1/6/2022
B
Florida 3/15/2013
B
Pennsylvania 3/15/2013
B
Georgia 2/11/2020
B
Rhode Island 1/31/2025
B
Hawaii 8/15/2023
B
South Carolina 2/12/2020
B
Illinois 3/5/2020
B
Tennessee 2/11/2020
B
Indiana 2/12/2020
B
Texas 3/15/2013
B
Iowa 2/12/2020
IA
Texas 3/15/2013
B
Kansas 2/19/2020
B
Utah 9/28/2020
B
Kentucky 3/5/2020
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Vermont 6/5/2023
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Maryland 3/15/2013
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Virginia 3/15/2013
B
Massachusetts 3/15/2013
B
Washington 10/31/2014
B
Michigan 3/15/2013
B
West Virginia 3/9/2020
B
Minnesota 2/2/2024
B
Wisconsin 2/12/2020
B
Missouri 9/14/2020
SRO Registrations
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IA
Registered with this firm since 3/15/2013
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Registered with this firm since 3/15/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2011 - 04/05/2013 | WINTER PARK, FL | |
B | 06/01/2009 - 04/05/2013 | WINTER PARK, FL | |
B | 12/18/2006 - 06/01/2009 | WINTER PARK, FL | |
B | 07/01/2003 - 12/14/2006 | ORLANDO, FL | |
B | 02/21/2003 - 07/01/2003 | NEW YORK, NY | |
B | 05/01/2002 - 02/27/2003 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.