Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WILLIAM THOMAS JOHNSON JR
WILLIAM THOMAS JOHNSON JR JR, THOMAS JOHNSON JR., WILLIAM THOMAS JOHNSON JR. JR
CRD#: 3185788
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 2424 N Federal Hwy
Ste 400
Boca Raton, FL 33431
Ste 400
Boca Raton, FL 33431
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 2424 North Federal Highway Suite 400
Boca Raton, FL 33431
Boca Raton, FL 33431
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arkansas 10/1/2024
B
Missouri 10/1/2024
B
California 10/1/2024
B
Nevada 10/1/2024
B
Colorado 10/1/2024
B
New Hampshire 10/1/2024
B
Connecticut 10/1/2024
B
New Jersey 10/1/2024
B
District of Columbia 11/4/2024
B
New York 10/1/2024
B
Florida 10/1/2024
B
North Carolina 10/31/2024
IA
Florida 10/10/2024
B
Ohio 10/1/2024
B
Georgia 10/1/2024
B
Oklahoma 10/1/2024
B
Hawaii 10/1/2024
B
Pennsylvania 10/1/2024
B
Illinois 10/1/2024
B
South Carolina 10/1/2024
B
Indiana 10/1/2024
B
Tennessee 10/1/2024
B
Iowa 10/1/2024
B
Texas 10/1/2024
B
Kansas 10/1/2024
IA
Texas 10/1/2024
B
Maryland 10/1/2024
B
Virginia 10/30/2024
B
Massachusetts 10/1/2024
B
Washington 10/25/2024
B
Mississippi 10/1/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/1/2024
B
Registered with this firm since 10/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/05/2018 - 10/30/2024 | BOCA RATON, FL | |
B | 07/22/2022 - 10/30/2024 | BOCA RATON, FL | |
B | 08/31/2018 - 07/22/2022 | BOCA RATON, FL | |
IA | 06/01/2009 - 09/04/2018 | BOCA RATON, FL | |
B | 06/01/2009 - 09/04/2018 | BOCA RATON, FL | |
IA | 04/02/2007 - 06/01/2009 | BOCA RATON, FL | |
B | 04/02/2007 - 06/01/2009 | BOCA RATON, FL | |
IA | 05/24/1999 - 04/02/2007 | BOCA RATON, FL | |
B | 04/05/1999 - 04/02/2007 | BOCA RATON, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.