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Adam C House
CRD#: 3185605
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 5001 Celebration Pointe
Suite 120
Gainesville, FL 32608
Suite 120
Gainesville, FL 32608
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
California 3/26/2024
B
North Carolina 2/28/2023
B
District of Columbia 10/10/2023
B
Ohio 10/11/2023
B
Florida 2/2/2023
B
South Carolina 11/30/2023
IA
Florida 2/2/2023
B
Virginia 4/24/2023
B
Georgia 2/2/2023
B
Wisconsin 9/12/2023
B
Michigan 10/5/2023
SRO Registrations
B
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IA
Registered with this firm since 2/2/2023
B
Registered with this firm since 2/2/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/07/2021 - 01/20/2023 | GAINESVILLE, FL | |
IA | 05/22/2014 - 03/04/2021 | Gainesville, FL | |
B | 05/12/2014 - 03/04/2021 | Gainesville, FL | |
IA | 08/22/2011 - 04/16/2014 | GAINESVILLE, FL | |
B | 06/30/2011 - 04/16/2014 | GAINESVILLE, FL | |
B | 02/16/2001 - 06/22/2011 | JONESVILLE, FL | |
B | 08/02/2000 - 02/23/2001 | NEW YORK, NY | |
B | 06/21/1999 - 07/14/2000 | OMAHA, NE |
Gainesville, FL
05/12/2014 - 03/04/2021
GAINESVILLE, FL
08/22/2011 - 04/16/2014
GAINESVILLE, FL
06/30/2011 - 04/16/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.