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SHEILA ANNE VOLRATH
SHEILA ANNE KEPPY, SHEILA VOLRATH
CRD#: 3185306
IA
B
MORGAN STANLEYCRD#: 149777 4300 East 53rd Street
Suite 300
Davenport, IA 52807
Suite 300
Davenport, IA 52807
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 8/11/2017
B
New Jersey 12/6/2024
B
Arizona 5/4/2010
B
New Mexico 1/8/2019
B
California 6/1/2009
B
New York 6/24/2009
B
Colorado 6/1/2009
B
North Carolina 1/31/2011
B
District of Columbia 1/20/2017
B
North Dakota 8/3/2017
B
Florida 6/1/2009
B
Ohio 10/7/2014
B
Georgia 6/1/2009
B
Oklahoma 6/1/2009
B
Illinois 6/1/2009
B
Oregon 3/29/2022
B
Indiana 6/1/2009
B
South Carolina 10/23/2017
B
Iowa 6/1/2009
B
South Dakota 3/30/2015
IA
Iowa 6/1/2009
B
Tennessee 4/7/2021
B
Kansas 6/1/2009
B
Texas 6/1/2009
B
Michigan 6/1/2009
IA
Texas 2/11/2014
B
Minnesota 6/1/2009
B
Virginia 2/11/2011
B
Mississippi 9/25/2019
B
Washington 5/13/2010
B
Missouri 6/1/2009
B
Wisconsin 6/1/2009
B
Nebraska 1/28/2011
B
Wyoming 5/17/2023
B
Nevada 6/7/2013
SRO Registrations
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/23/2007 - 06/01/2009 | DAVENPORT, IA | |
B | 11/23/2007 - 06/01/2009 | DAVENPORT, IA | |
IA | 05/24/2007 - 11/26/2007 | ELDRIDGE, IA | |
B | 04/06/1999 - 11/26/2007 | ELDRIDGE, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.