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Detailed Report
Karri Spady Bruntz
KARRI S SPADY, KARRI SHANNON UPTON, KARRI UPTON
CRD#: 3185305
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 111 MAIN AVE SOUTH
NORTH BEND, WA 98045
Registration History
20002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)1999 - Present (25 years)
License(s)

State Registrations

B
Arizona 9/22/2008
B
Nevada 11/15/2023
B
California 2/28/2000
B
New Hampshire 11/12/2024
B
Colorado 4/9/2012
B
New Jersey 12/4/2023
B
Connecticut 11/15/2023
B
New Mexico 11/29/2018
B
District of Columbia 10/30/2017
B
New York 11/15/2023
B
Florida 11/15/2023
B
Ohio 11/15/2023
B
Georgia 4/11/2023
B
Oregon 10/19/2020
B
Hawaii 11/15/2023
B
Puerto Rico 11/15/2023
B
Idaho 9/19/2022
B
Tennessee 7/18/2024
B
Illinois 2/13/2006
B
Texas 8/24/2006
B
Indiana 11/15/2023
IA
Texas 8/21/2014
B
Michigan 7/5/2022
B
Virginia 6/7/2000
B
Minnesota 11/15/2023
B
Washington 5/12/1999
B
Montana 6/10/2013
IA
Washington 1/22/2007
B
Nebraska 6/8/1999
B
Wisconsin 4/23/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
111 MAIN AVE SOUTH, NORTH BEND, WA 98045
Registered with this firm since 1/22/2007
B
EDWARD JONES (CRD#:250)
111 MAIN AVE SOUTH, NORTH BEND, WA 98045
Registered with this firm since 4/6/1999
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.