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ANTHONY CONNOR SHANLEY
TONY SHANLEY
CRD#: 3184484
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 222 MADISON STREET
JEFFERSON CITY, MO 65101
Registration History
20002002200420062008201020122014201620182020202220242026IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2000 - Present (25 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1999 - Present (25 years)
License(s)

State Registrations

B
Alabama 7/19/2021

B
Missouri 5/3/1999

B
California 10/23/2002

IA
Missouri 1/3/2000

B
Colorado 3/15/2012

B
New York 6/27/2014

B
Florida 1/4/2005

B
North Carolina 1/24/2022

B
Illinois 11/23/2011

B
Pennsylvania 9/29/1999

B
Iowa 6/19/2018

B
Tennessee 12/5/2014

B
Kentucky 6/5/2006

IA
Texas 12/10/2019

B
Louisiana 3/18/2011

B
Texas 4/6/2023

B
Michigan 12/21/2023

B
Wisconsin 2/11/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
222 MADISON STREET, JEFFERSON CITY, MO 65101
Registered with this firm since 1/3/2000

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
222 MADISON STREET, JEFFERSON CITY, MO 65101
Registered with this firm since 4/13/1999

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.