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Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2003 (4 years)2 FIRMS2003 - 2018 (14 years)IALAKE STREET (CRD# 296761)2018 - Present (6 years)IAUNITED ADVISORS SERVICES, LLC (CRD# 150080)2018 - 2018 (<1 year)
Disclosure(s)
View By:
6/2/2005
Regulatory
Final
7/22/2004
Regulatory
Final
4/1/2003
Employment Separation After Allegations
License(s)

State Registrations

IA
Illinois 9/14/2018

Current Registration(s)
IA
LAKE STREET (CRD#:296761)
128 N. MAY STREET FLOOR 2, CHICAGO, IL 60607
Registered with this firm since 9/14/2018

Previous Registration(s)
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IA
02/05/2018 - 09/26/2018 UNITED ADVISORS SERVICES, LLC (CRD#:150080) Chicago, IL
IA
06/03/2003 - 02/05/2018 ROTHSCHILD INVESTMENT CORPORATION (CRD#:728) CHICAGO, IL
B
06/05/2003 - 02/05/2018 ROTHSCHILD INVESTMENT CORPORATION (CRD#:728) CHICAGO, IL
IA
03/12/1999 - 04/15/2003 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
02/16/1999 - 04/15/2003 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.