Individual Firm
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JAMES BRYAN KEITH BALLENTINE
BRYAN BALLENTINE, JAMES BRYAN BALLENTINE, KEITH BALLENTINE
CRD#: 3183968
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DISCIPLINE WEALTH SOLUTIONS, INC.CRD#: 315846 15 HALTON GREEN WAY
GREENVILLE, SC 29607
GREENVILLE, SC 29607
0
Disclosures
26
Years of Experience
View By:
State Registrations
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North Carolina 10/26/2015
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Texas 1/28/2016
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South Carolina 6/15/2006
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Registered with this firm since 8/18/2023
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Registered with this firm since 6/15/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/12/2006 - 11/12/2021 | GREENVILLE, SC | |
IA | 05/12/2006 - 06/13/2006 | GREENVILLE, SC | |
IA | 08/10/2004 - 05/19/2006 | GREENVILLE, SC | |
B | 04/07/2004 - 05/19/2006 | GREENVILLE, SC | |
IA | 03/31/1999 - 04/13/2004 | GREENVILLE, SC | |
B | 03/01/1999 - 04/13/2004 | MINNEAPOLIS, MN | |
B | 03/01/1999 - 04/13/2004 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.