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JOHN MICHAEL TAYLOR
CRD#: 3183901
IA
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STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 6636 LONGSHORE STREET
SUITE 280
DUBLIN, OH 43017
SUITE 280
DUBLIN, OH 43017
0
Disclosures
26
Years of Experience
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State Registrations
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Alabama 3/26/2007
B
New Jersey 3/6/2012
B
Arizona 10/12/2011
B
New York 3/5/2012
B
California 1/9/2023
B
North Carolina 10/13/2004
B
Colorado 1/9/2023
B
North Dakota 9/13/2018
B
Connecticut 4/4/2012
B
Ohio 6/22/2000
B
Florida 12/3/2003
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Ohio 7/26/2000
B
Georgia 1/4/2010
B
Oklahoma 11/15/2018
B
Idaho 1/4/2021
B
Pennsylvania 6/22/2000
B
Illinois 6/22/2000
B
Rhode Island 12/7/2015
B
Indiana 6/22/2000
B
South Carolina 9/26/2022
B
Kansas 6/22/2000
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Tennessee 3/19/2002
B
Kentucky 9/29/2003
B
Texas 1/4/2010
B
Louisiana 10/3/2016
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Texas 8/18/2014
B
Maryland 4/4/2012
B
Utah 12/6/2012
B
Massachusetts 8/18/2003
B
Virginia 4/4/2001
B
Michigan 3/5/2012
B
Washington 3/4/2020
B
Minnesota 1/8/2020
B
Wisconsin 12/27/2018
B
Montana 1/4/2010
SRO Registrations
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B
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Registered with this firm since 7/26/2000
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Registered with this firm since 6/22/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/02/2000 - 06/23/2000 | TAMPA, FL | |
B | 03/16/1999 - 05/02/2000 | COLUMBUS, OH |
COLUMBUS, OH
03/16/1999 - 05/02/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.