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Detailed Report
LORI ANN CUDNEY
CRD#: 3183525
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 493 CHESTNUT STREET
ONEONTA, NY 13820
Registration History
2002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2011 - Present (13 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (7 years)
License(s)

State Registrations

B
Alabama 1/3/2011
B
New Hampshire 1/3/2011
B
Alaska 9/17/2024
B
New Jersey 1/3/2011
B
Arizona 1/3/2011
B
New Mexico 1/3/2011
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 1/3/2011
IA
New York 6/16/2021
B
Connecticut 1/3/2011
B
North Carolina 6/25/2010
B
Delaware 1/3/2011
B
Ohio 1/3/2011
B
District of Columbia 1/3/2011
B
Oklahoma 3/27/2019
B
Florida 6/1/2009
B
Oregon 5/4/2017
B
Georgia 1/3/2011
B
Pennsylvania 6/1/2009
B
Illinois 1/3/2011
B
Rhode Island 1/3/2011
B
Indiana 1/3/2011
B
South Carolina 12/10/2012
B
Iowa 12/7/2016
B
South Dakota 1/3/2011
B
Kansas 9/17/2024
B
Tennessee 1/3/2011
B
Kentucky 4/30/2021
B
Texas 6/25/2010
B
Louisiana 1/3/2011
IA
Texas 4/19/2011
B
Maine 1/3/2011
B
Utah 3/27/2019
B
Maryland 1/3/2011
B
Vermont 5/6/2016
B
Massachusetts 1/3/2011
B
Virgin Islands 5/6/2016
B
Michigan 1/3/2011
B
Virginia 12/10/2012
B
Missouri 3/27/2019
B
Washington 1/3/2011
B
Montana 5/4/2017
B
Wisconsin 1/3/2011
B
Nevada 1/3/2011
B
Wyoming 5/6/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
493 CHESTNUT STREET, ONEONTA, NY 13820
Registered with this firm since 4/19/2011
B
MORGAN STANLEY (CRD#:149777)
493 CHESTNUT STREET, ONEONTA, NY 13820
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 04/26/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ONEONTA, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.