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Detailed Report
JAMES JOHN ETTEN
CRD#: 3182628
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Investment Adviser
COPPER RIVER ADVISORS LLCCRD#: 173394 383 INVERNESS PARKWAY SUITE 120
ENGLEWOOD, CO 80112
Registration History
201520162017201820192020202120222023202420252026IACOPPER RIVER ADVISORS LLC (CRD# 173394)2020 - Present (5 years)IACOPPER RIVER ADVISORS LLC (CRD# 173394)2015 - 2019 (4 years)
License(s)

State Registrations

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Colorado 2/12/2020
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New York 8/16/2021
Current Registration(s)
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COPPER RIVER ADVISORS LLC (CRD#:173394)
383 INVERNESS PARKWAY SUITE 120, ENGLEWOOD, CO 80112
Registered with this firm since 2/12/2020
Previous Registration(s)
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 01/26/2015 - 12/31/2019 COPPER RIVER ADVISORS LLC (CRD#:173394) ENGLEWOOD, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.