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Detailed Report
RAY ALLEN LANGEL
RAY A LANGEL
CRD#: 3181751
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2008 (8 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BCAPITAL SECURITIES INVESTMENT ... (CRD# 5606)1999 - 2000 (<1 year)
License(s)

State Registrations

B
Alaska 1/25/2023
B
Massachusetts 6/1/2009
B
Arizona 1/23/2015
B
Michigan 10/30/2013
B
California 6/1/2009
B
Montana 1/13/2021
B
Colorado 8/3/2009
B
North Carolina 2/10/2021
IA
Colorado 7/18/2017
B
Ohio 6/1/2009
B
Delaware 1/12/2018
B
Oregon 1/12/2018
B
Florida 6/1/2009
B
South Carolina 8/20/2013
B
Georgia 6/1/2009
B
Tennessee 6/27/2024
B
Idaho 7/9/2013
B
Texas 6/1/2009
B
Illinois 6/1/2009
IA
Texas 6/16/2009
IA
Illinois 6/1/2009
B
Utah 6/1/2009
B
Indiana 6/1/2009
B
Washington 1/12/2018
B
Iowa 2/10/2020
B
Wisconsin 6/1/2009
B
Kentucky 2/28/2017
B
Wyoming 1/12/2018
B
Louisiana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OAK BROOK, IL
B
 02/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OAK BROOK, IL
IA
 02/22/2000 - 03/04/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OAKBROOK, IL
B
 02/11/2000 - 03/04/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OAKBROOK, IL
B
 11/11/1999 - 02/01/2000 CAPITAL SECURITIES INVESTMENT CORPORATION (CRD#:5606) OAK BROOK, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.