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EDMON JACOB TOMES
JAKE TOMES
CRD#: 3181660
IA
Investment Adviser
B
Broker
LEVEL FOUR CAPITAL MANAGEMENTCRD#: 304792 12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 12400 Coit Road
Suite 700
Dallas, TX 75251
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (1 year)BLEVEL FOUR FINANCIAL, LLC (CRD# 25700)2020 - Present (4 years)IALEVEL FOUR CAPITAL MANAGEMENT (CRD# 304792)2019 - Present (5 years)IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2005 - Present (19 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - 2020 (8 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2007 - 2012 (5 years)BSECURITIES AMERICA, INC. (CRD# 10205)2002 - 2007 (5 years)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)1999 - 2000 (<1 year)IAHARBOR FINANCIAL SERVICES, LLC (CRD# 25700)2020 - 2021 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2002 - 2006 (3 years)
License(s)

State Registrations

B
Alabama 12/17/2020

B
Montana 1/5/2021

B
Alaska 1/11/2021

B
Nebraska 1/7/2021

B
Arizona 1/17/2021

B
Nevada 1/20/2021

B
Arkansas 1/5/2021

B
New Hampshire 1/5/2021

B
California 1/6/2021

B
New Jersey 1/5/2021

B
Colorado 1/5/2021

B
New Mexico 1/5/2021

B
Connecticut 1/5/2021

B
New York 1/9/2021

B
Delaware 1/19/2021

B
North Carolina 1/6/2021

B
District of Columbia 1/6/2021

B
North Dakota 1/12/2021

B
Florida 1/6/2021

B
Ohio 1/5/2021

B
Georgia 1/6/2021

B
Oklahoma 1/6/2021

B
Idaho 1/13/2021

B
Oregon 1/13/2021

B
Illinois 1/15/2021

B
Pennsylvania 1/6/2021

B
Indiana 1/22/2021

B
Rhode Island 1/4/2021

B
Iowa 1/21/2021

B
South Carolina 1/6/2021

B
Kansas 1/8/2021

B
South Dakota 1/12/2021

B
Kentucky 1/7/2021

B
Tennessee 1/6/2021

IA
Louisiana 9/10/2015

IA
Texas 7/12/2005

B
Louisiana 1/8/2021

B
Texas 12/11/2020

B
Maine 1/7/2021

B
Utah 1/5/2021

B
Maryland 1/5/2021

B
Vermont 1/5/2021

B
Massachusetts 1/6/2021

B
Virginia 1/6/2021

B
Michigan 1/7/2021

B
Washington 1/5/2021

B
Minnesota 1/6/2021

B
West Virginia 1/14/2021

B
Mississippi 1/5/2021

B
Wisconsin 1/7/2021

B
Missouri 1/5/2021

B
Wyoming 1/5/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
12400 Coit Road Suite 700, Dallas, TX 75251
Registered with this firm since 12/10/2020

IA
LEVEL FOUR CAPITAL MANAGEMENT (CRD#:304792)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 11/24/2019

IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 7/12/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/01/2020 - 04/01/2021 HARBOR FINANCIAL SERVICES, LLC (CRD#:25700) Dallas, TX
B
11/05/2012 - 12/17/2020 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
B
11/15/2007 - 12/04/2012 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) PLANO, TX
B
10/28/2002 - 11/21/2007 SECURITIES AMERICA, INC. (CRD#:10205) PLANO, TX
IA
11/01/2002 - 02/24/2006 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OAK POINT, TX
IA
02/05/2000 - 10/31/2002 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) DALLAS, TX
B
12/05/2000 - 10/31/2002 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
11/24/1999 - 06/15/2000 1ST GLOBAL CAPITAL CORP. (CRD#:30349) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.