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SETH M ARNDT
SETH MICHAEL ARNDT
CRD#: 3179668
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 14021 METROPOLIS AVE.
FORT MYERS, FL 33912
FORT MYERS, FL 33912
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
California 9/19/2016
B
New Hampshire 11/3/2022
IA
California 9/19/2016
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New Hampshire 11/7/2022
B
Connecticut 1/4/2019
B
New Jersey 5/6/2014
B
Florida 2/24/2015
IA
New Jersey 7/18/2014
IA
Florida 2/25/2015
B
New York 9/13/2017
B
Georgia 8/20/2024
IA
New York 4/16/2021
B
Hawaii 8/23/2018
B
North Carolina 1/26/2023
IA
Hawaii 8/27/2018
IA
North Carolina 1/30/2023
B
Illinois 10/8/2018
B
Pennsylvania 6/11/2018
IA
Illinois 10/9/2018
IA
Pennsylvania 6/12/2018
B
Iowa 9/27/2023
B
South Carolina 3/14/2019
IA
Iowa 9/29/2023
IA
South Carolina 3/14/2019
B
Maryland 2/13/2020
B
Texas 3/12/2021
IA
Maryland 2/14/2020
IA
Texas 3/12/2021
B
Massachusetts 9/13/2017
B
Virginia 12/7/2023
IA
Massachusetts 9/20/2017
IA
Virginia 12/8/2023
B
Minnesota 8/3/2022
B
Washington 4/27/2021
IA
Minnesota 8/12/2022
IA
Washington 4/27/2021
SRO Registrations
B
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IA
Registered with this firm since 7/18/2014
B
Registered with this firm since 5/6/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/10/2013 - 03/28/2014 | WARREN, NJ | |
B | 08/09/2004 - 11/22/2005 | NEW YORK, NY | |
B | 01/24/2002 - 09/09/2002 | NEW YORK, NY | |
B | 03/19/1999 - 08/31/2001 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.