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Detailed Report
WILLIAM GEORGE MCINTEE
BILL MCINTEE
CRD#: 3179359
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3013 GREYHOUND DRIVE
BOX 2487
WATERLOO, IA 50701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)1999 - 2016 (17 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2003 - 2016 (13 years)
License(s)

State Registrations

B
Arizona 11/2/2018
B
Iowa 11/2/2018
B
Florida 11/2/2018
IA
Iowa 11/2/2018
IA
Florida 6/7/2024
B
Kansas 11/2/2018
B
Illinois 11/2/2018
B
Minnesota 9/21/2020
B
Indiana 8/4/2020
B
North Carolina 2/7/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3013 GREYHOUND DRIVE BOX 2487, WATERLOO, IA 50701
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
3013 GREYHOUND DRIVE BOX 2487, WATERLOO, IA 50701
Registered with this firm since 11/2/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) WATERLOO, IA
B
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) WATERLOO, IA
IA
 02/20/2003 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) WATERLOO, IA
B
 01/29/1999 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) WATERLOO, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.