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ELIF LEE
ELIF YESILYEMIS
CRD#: 3179033
IA
B
MORGAN STANLEYCRD#: 149777 601 Union Street
Suite 2900
Seattle, WA 98101
Suite 2900
Seattle, WA 98101
View By:
8/30/2002
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 5/25/2018
B
Nevada 5/25/2018
B
Alaska 9/25/2015
B
New Hampshire 5/25/2018
B
Arizona 5/25/2018
B
New Jersey 5/25/2018
B
Arkansas 5/25/2018
B
New Mexico 5/25/2018
B
California 5/25/2018
B
New York 5/25/2018
B
Colorado 5/25/2018
B
North Carolina 5/29/2018
B
Connecticut 5/25/2018
B
North Dakota 5/25/2018
B
Delaware 5/25/2018
B
Ohio 5/25/2018
B
District of Columbia 5/25/2018
B
Oklahoma 5/25/2018
B
Florida 5/25/2018
B
Oregon 9/25/2015
B
Georgia 5/25/2018
B
Pennsylvania 5/25/2018
B
Hawaii 5/25/2018
B
Puerto Rico 5/25/2018
B
Idaho 9/25/2015
B
Rhode Island 5/25/2018
B
Illinois 5/25/2018
B
South Carolina 5/25/2018
B
Indiana 5/25/2018
B
South Dakota 5/25/2018
B
Iowa 5/25/2018
B
Tennessee 5/25/2018
B
Kansas 5/25/2018
B
Texas 5/25/2018
B
Kentucky 5/25/2018
IA
Texas 5/25/2018
B
Louisiana 5/25/2018
B
Utah 5/25/2018
B
Maine 5/25/2018
B
Vermont 5/25/2018
B
Maryland 5/25/2018
B
Virgin Islands 5/25/2018
B
Massachusetts 5/25/2018
B
Virginia 5/25/2018
B
Michigan 5/25/2018
B
Washington 9/25/2015
B
Minnesota 5/25/2018
IA
Washington 9/25/2015
B
Mississippi 5/25/2018
B
West Virginia 5/25/2018
B
Missouri 5/25/2018
B
Wisconsin 5/25/2018
B
Montana 9/25/2015
B
Wyoming 9/25/2015
B
Nebraska 5/25/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/25/2015
B
Registered with this firm since 9/25/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/1999 - 08/14/2014 | DALLAS, TX | |
B | 04/19/1999 - 08/14/2014 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.