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Detailed Report
WILLIAM JAY PEACOCK
BILL J. PEACOCK, BILL JAY PEACOCK, BILL PEACOCK, WILLIAM J PEACOCK, WILLIAM PEACOCK
CRD#: 3178354
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2909 Sherwood Way
Ste 100
San Angelo, TX 76901-3583
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2018 (5 years)2 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2002 - 2013 (11 years)BEDWARD JONES (CRD# 250)2000 - 2001 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2000 (1 year)
License(s)

State Registrations

B
Alaska 9/5/2023
B
Nevada 9/5/2023
B
Arkansas 9/5/2023
B
New Mexico 9/5/2023
B
California 9/5/2023
B
New York 9/5/2023
B
Colorado 9/5/2023
B
North Carolina 9/5/2023
B
Florida 9/5/2023
B
Ohio 9/5/2023
B
Georgia 9/5/2023
B
Oklahoma 9/5/2023
B
Illinois 9/5/2023
B
Oregon 9/5/2023
B
Kansas 9/5/2023
B
Pennsylvania 9/5/2023
B
Louisiana 9/5/2023
B
Texas 9/5/2023
B
Maryland 9/5/2023
IA
Texas 9/5/2023
B
Minnesota 9/20/2023
B
Virginia 9/5/2023
B
Missouri 9/5/2023
B
Washington 9/5/2023
B
Montana 9/5/2023
B
Wisconsin 9/5/2023
B
Nebraska 9/5/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2909 Sherwood Way Ste 100, San Angelo, TX 76901-3583
San Angelo, TX
Registered with this firm since 9/5/2023
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2909 Sherwood Way Ste 100, San Angelo, TX 76901-3583
San Angelo, TX
Registered with this firm since 9/5/2023
Previous Registration(s)
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IA
 07/26/2018 - 09/08/2023 LPL FINANCIAL LLC (CRD#:6413) SAN ANGELO, TX
B
 07/26/2018 - 09/08/2023 LPL FINANCIAL LLC (CRD#:6413) SAN ANGELO, TX
IA
 12/04/2013 - 08/01/2018 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SAN ANGELO, TX
B
 08/05/2013 - 08/01/2018 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SAN ANGELO, TX
B
 01/07/2002 - 08/12/2013 H.D. VEST INVESTMENT SERVICES (CRD#:13686) SAN ANGELO, TX
B
 08/29/2000 - 10/29/2001 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 05/13/1999 - 08/29/2000 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.